Aesthetical Essays of Friedrich Schiller
in him, it would still remain that it was in his destiny and in his power
to limit, by his liberty, his sensuous nature. The presence of these
kinds of traits clearly witness that he has not made use of this faculty.
We see by that he has not accomplished his destiny, and in this sense
his face is speaking; it is still a moral expression, the same as the
non-accomplishment of an act commanded by duty is likewise a sort of
action.
We must distinguish from these speaking features which are always an
expression of the soul, the features non-speaking or dumb, which are
exclusively the work of plastic nature, and which it impresses on the
human face when it acts independently of all influence of the soul. I
call them dumb, because, like incomprehensible figures put there by
nature, they are silent upon the character. They mark only distinctive
properties attributed by nature to all the kind; and if at times they are
sufficient to distinguish the individual, they at least never express
anything of the person.
These features are by no means devoid of signification for the
physiognomies, because the physiognomies not only studies that which man
has made of his being, but also that which nature has done for him and
against him.
It is not also easy to determine with precision where the dumb traits or
features end, where the speaking traits commence. The plastic forces on
one side, with their uniform action, and, on the other, the affections
which depend on no law, dispute incessantly the ground; and that which
nature, in its dumb and indefatigable activity, has succeeded in raising
up, often is overturned by liberty, as a river that overflows and spreads
over its banks: the mind when it is gifted with vivacity acquires
influence over all the movements of the body, and arrives at last
indirectly to modify by force the sympathetic play as far as the
architectonic and fixed forms of nature, upon which the will has no hold.
In a man thus constituted it becomes at last characteristic; and it is
that which we can often observe upon certain heads which a long life,
strange accidents, and an active mind have moulded and worked. In these
kinds of faces there is only the generic character which belongs to
plastic nature; all which here forms individuality is the act of the
person himself, and it is this which causes it to be said, with much
reason, that those faces are all soul.
Look at that man, on the contrary, who has made for himself a mechanical
existence, those disciples of the rule. The rule can well calm the
sensuous nature, but not awaken human nature, the superior faculties:
look at those flat and inexpressive physiognomies; the finger of nature
has alone left there its impression; a soul inhabits these bodies, but it
is a sluggish soul, a discreet guest, and, as a peaceful and silent
neighbour who does not disturb the plastic force at its work, left to
itself. Never a thought which requires an effort, never a movement of
passion, hurries the calm cadence of physical life. There is no danger
that the architectonic features ever become changed by the play of
voluntary movements, and never would liberty trouble the functions of
vegetative life. As the profound calm of the mind does not bring about a
notable degeneracy of forces, the expense would never surpass the
receipts; it is rather the animal economy which would always be in
excess. In exchange for a certain sum of well-being which it throws as
bait, the mind makes itself the servant, the punctual major-domo of
physical nature, and places all his glory in keeping his books in order.
Thus will be accomplished that which organic nature can accomplish; thus
will the work of nutrition and of reproduction prosper. So happy a
concord between animal nature and the will cannot but be favorable to
architectonic beauty, and it is there that we can observe this beauty in
all its purity. But the general forces of nature, as every one knows,
are eternally at warfare with the particular or organic forces, and,
however cleverly balanced is the technique of a body, the cohesion and
the weight end always by getting the upper hand. Also architectonic
beauty, so far as it is a simple production of nature, has its fixed
periods, its blossoming, its maturity, and its decline--periods the
revolution of which can easily be accelerated, but not retarded in any
case, by the play of the will, and this is the way in which it most
frequently finishes; little by little matter takes the upper hand over
form, and the plastic principle, which vivified the being, prepares for
itself its tomb under the accumulation of matter.
However, although no dumb trait, considered in an isolated point of view,
can be an expression of the mind, a face composed entirely of these kinds
of features can be characterized in its entireness by precisely the same
reason as a face which is speaking only as an expression of sensuous
nature can be nevertheless characteristic. I mean to say that the mind
is obliged to exercise its activity and to feel conformably to its moral
nature, and it accuses itself and betrays its fault when the face which
it animates shows no trace of this moral activity. If, therefore, the
pure and beautiful expression of the destination of man, which is marked
in his architectonic structure, penetrates us with satisfaction and
respect for the sovereign, reason, who is the author of it, at all events
these two sentiments will not be for us without mixture but in as far as
we see in man a simple creation of nature. But if we consider in him the
moral person, we have a right to demand of his face an expression of the
person, and if this expectation is deceived contempt will infallibly
follow. Simply organic beings have a right to our respect as creatures;
man cannot pretend to it but in the capacity of creator, that is to say,
as being himself the determiner of his own condition. He ought not only,
as the other sensuous creatures, to reflect the rays of a foreign
intelligence, were it even the divine intelligence; man ought, as a sun,
to shine by his own light.
Thus we require of man a speaking expression as soon as he becomes
conscious of his moral destiny; but we desire at the same time that this
expression speak to his advantage, that is to say, it marks in him
sentiments conformable to his moral destiny, and a superior moral
aptitude. This is what reason requires in the human face.
But, on the other side, man, as far as he is a phenomenon, is an object
of sense; there, where the moral sentiment is satisfied, the aesthetic
sentiment does not understand its being made a sacrifice, and the
conformity with an idea ought not to lessen the beauty of the phenomenon.
Thus, as much as reason requires an expression of the morality of the
subject in the human face, so much, and with no less rigor, does the eye
demand beauty. As these two requirements, although coming from the
principles of the appreciation of different degrees, address themselves
to the same object, also both one and the other must be given
satisfaction by one and the same cause. The disposition of the soul
which places man in the best state for accomplishing his moral destiny
ought to give place to an expression that will be at the same time the
most advantageous to his beauty as phenomenon; in other terms, his moral
exercise ought to be revealed by grace.
But a great difficulty now presents itself from the idea alone of the
expressive movements which bear witness to the morality of the subject:
it appears that the cause of these movements is necessarily a moral
cause, a principle which resides beyond the world of sense; and from the
sole idea of beauty it is not less evident that its principle is purely
sensuous, and that it ought to be a simple effect of nature, or at the
least appear to be such. But if the ultimate reason of the movements
which offer a moral expression is necessarily without, and the ultimate
reason of the beautiful necessarily within, the sensuous world, it
appears that grace, which ought to unite both of them, contains a
manifest contradiction.
To avoid this contradiction we must admit that the moral cause, which in
our soul is the foundation of grace, brings, in a necessary manner, in
the sensibility which depends on that cause, precisely that state which
contains in itself the natural conditions of beauty. I will explain.
The beautiful, as each sensuous phenomenon, supposes certain conditions,
and, in as far as it is beautiful, these are purely conditions of the
senses; well, then, in that the mind (in virtue of a law that we cannot
fathom), from the state in which it is, itself prescribes to physical
nature which accompanies it, its own state, and in that the state of
moral perfection is precisely in it the most favorable for the
accomplishment of the physical conditions of beauty, it follows that it
is the mind which renders beauty possible; and there its action ends.
But whether real beauty comes forth from it, that depends upon the
physical conditions alluded to, and is consequently a free effect of
nature. Therefore, as it cannot be said that nature is properly free in
the voluntary movements, in which it is employed but as a means to attain
an end, and as, on the other side, it cannot be said that it is free in
its involuntary movements, which express the moral, the liberty with
which it manifests itself, dependent as it is on the will of the subject,
must be a concession that the mind makes to nature; and, consequently, it
can be said that grace is a favor in which the moral has desired to
gratify the sensuous element; the same as the architectonic beauty may be
considered as nature acquiescing to the technical form.
May I be permitted a comparison to clear up this point? Let us suppose a
monarchical state administered in such a way that, although all goes on
according to the will of one person, each citizen could persuade himself
that he governs and obeys only his own inclination, we should call that
government a liberal government.
But we should look twice before we should thus qualify a government in
which the chief makes his will outweigh the wishes of the citizens, or a
government in which the will of the citizens outweighs that of the chief.
In the first case, the government would be no more liberal; in the
second, it would not be a government at all.
It is not difficult to make application of these examples to what the
human face could be under the government of the mind. If the mind is
manifested in such a way through the sensuous nature subject to its
empire that it executes its behests with the most faithful exactitude, or
expresses its sentiments in the most perfectly speaking manner, without
going in the least against that which the aesthetic sense demands from it
as a phenomenon, then we shall see produced that which we call grace.
But this is far from being grace, if mind is manifested in a constrained
manner by the sensuous nature, or if sensuous nature acting alone in all
liberty the expression of moral nature was absent. In the first case
there would not be beauty; in the second the beauty would be devoid of
play.
The super-sensuous cause, therefore, the cause of which the principle is
in the soul, can alone render grace speaking, and it is the purely
sensuous cause having its principle in nature which alone can render it
beautiful. We are not more authorized in asserting that mind engenders
beauty than we should be, in the former example, in maintaining that the
chief of the state produces liberty; because we can indeed leave a man in
his liberty, but not give it to him.
But just as when a people feels itself free under the constraint of a
foreign will, it is in a great degree due to the sentiments animating the