Aesthetical Essays of Friedrich Schiller
suffering an idea of such a nature that we are obliged to share and take
part in it. To this end there must be a certain agreement between this
suffering and something that we have already in us. In other words, pity
is only possible inasmuch as we can prove or suppose a resemblance
between ourselves and the subject that suffers. Everywhere where this
resemblance makes itself known, pity is necessary; where this resemblance
is lacking, pity is impossible. The more visible and the greater is the
resemblance, the more vivid is our pity; and they mutually slacken in
dependence on each other. In order that we may feel the affections of
another after him, all the internal conditions demanded by this affection
must be found beforehand in us, in order that the external cause which,
by meeting with the internal conditions, has given birth to the
affection, may also produce on us a like effect. It is necessary that,
without doing violence to ourselves, we should be able to exchange
persons with another, and transport our Ego by an instantaneous
substitution in the state of the subject. Now, how is it possible to
feel in us the state of another, if we have not beforehand recognized
ourselves in this other.
This resemblance bears on the totality of the constitution of the mind,
in as far as that is necessary and universal. Now, this character of
necessity and of universality belongs especially to our moral nature.
The faculty of feeling can be determined differently by accidental
causes: our cognitive faculties themselves depend on variable conditions:
the moral faculty only has its principle in itself, and by that very fact
it can best give us a general measure and a certain criterion of this
resemblance. Thus an idea which we find in accord with our mode of
thinking and of feeling, which offers at once a certain relationship with
the train of our own ideas, which is easily grasped by our heart and our
mind, we call a true idea. If this relationship bears on what is
peculiar to our heart, on the private determinations that modify in us
the common fundamentals of humanity, and which may be withdrawn without
altering this general character, this idea is then simply true for us.
If it bears on the general and necessary form that we suppose in the
whole species, the truth of this idea ought to be held to be equal to
objective truth. For the Roman, the sentence of the first Brutus and the
suicide of Cato are of subjective truth. The ideas and the feelings that
have inspired the actions of these two men are not an immediate
consequence of human nature in general, but the mediate consequence of a
human nature determined by particular modifications. To share with them
these feelings we must have a Roman soul, or at least be capable of
assuming for a moment a Roman soul. It suffices, on the other hand, to
be a man in general, to be vividly touched by the heroic sacrifice of
Leonidas, by the quiet resignation of Aristides, by the voluntary death
of Socrates, and to be moved to tears by the terrible changes in the
fortunes of Darius. We attribute to these kinds of ideas, in opposition
to the preceding ones, an objective truth because they agree with the
nature of all human subjects, which gives them a character of
universality and of necessity as strict as if they were independent of
every subjective condition.
Moreover, although the subjectively true description is based on
accidental determinations, this is no reason for confounding it with an
arbitrary description. After all, the subjectively true emanates also
from the general constitution of the human soul, modified only in
particular directions by special circumstances; and the two kinds of
truth are equally necessary conditions of the human mind. If the
resolution of Cato were in contradiction with the general laws of human
nature, it could not be true, even subjectively. The only difference is
that the ideas of the second kind are enclosed in a narrower sphere of
action; because they imply, besides the general modes of the human mind,
other special determinations. Tragedy can make use of it with a very
intense effect, if it will renounce the extensive effect; still the
unconditionally true, what is purely human in human relations, will be
always the richest matter for the tragic poet, because this ground is the
only one on which tragedy, without ceasing to aspire to strength of
expression can be certain of the generality of this impression.
3d. Besides the vividness and the truth of tragic pictures, there must
also be completeness. None of the external data that are necessary to
give to the soul the desired movement ought to be omitted in the
representation. In order that the spectator, however Roman his
sentiments may be, may understand the moral state of Cato--that he may
make his own the high resolution of the republican, this resolution must
have its principle, not only in the mind of the Roman, but also in the
circumstances of the action. His external situation as well as his
internal situation must be before our eyes in all their consequences and
extent: and we must, lastly, have unrolled before us, without omitting a
single link, the whole chain of determinations to which are attached the
high resolution of the Roman as a necessary consequence. It may be said
in general that without this third condition, even the truth of a
painting cannot be recognized; for the similarity of circumstances, which
ought to be fully evident, can alone justify our judgment on the
similarity of the feelings, since it is only from the competition of
external conditions and of internal conditions that the affective
phenomenon results. To decide if we should have acted like Cato, we must
before all things transport ourselves in thought to the external
situation in which Cato was placed, and then only we are entitled to
place our feelings alongside his, to pronounce if there is or is not
likeness, and to give a verdict on the truth of these feelings.
A complete picture, as I understand it, is only possible by the
concatenation of several separate ideas, and of several separate
feelings, which are connected together as cause and effect, and which, in
their sum total, form one single whole for our cognitive faculty. All
these ideas, in order to affect us closely, must make an immediate
impression on our senses; and, as the narrative form always weakens this
impression, they must be produced by a present action. Thus, in order
that a tragic picture may be complete, a whole series is required of
particular actions, rendered sensuous and connected with the tragic
action as to one whole.
4th. It is necessary, lastly, that the ideas we receive of suffering
should act on us in a durable manner, to excite in us a high degree of
emotion. The affection created in us by the suffering of another is to
us a constrained state, from which we hasten to get free; and the
illusion so necessary for pity easily disappears in this case. It is,
therefore, a necessity to fasten the mind closely to these ideas, and not
to leave it the freedom to get rid too soon of the illusion. The
vividness of sudden ideas and the energy of sudden impressions, which in
rapid succession affect our senses, would not suffice for this end. For
the power of reaction in the mind is manifested in direct proportion to
the force with which the receptive faculty is solicited, and it is
manifested to triumph over this impression. Now, the poet who wishes to
move us ought not to weaken this independent power in us, for it is
exactly in the struggle between it and the suffering of our sensuous
nature that the higher charm of tragic emotions lies. In order that the
heart, in spite of that spontaneous force which reacts against sensuous
affections, may remain attached to the impressions of sufferings, it is,
therefore, necessary that these impressions should be cleverly suspended
at intervals, or even interrupted and intercepted by contrary
impressions, to return again with twofold energy and renew more
frequently the vividness of the first impression. Against the exhaustion
and languor that result from habit, the most effectual remedy is to
propose new objects to the senses; this variety retempers them, and the
gradation of impressions calls forth the innate faculty, and makes it
employ a proportionately stronger resistance. This faculty ought to be
incessantly occupied in maintaining its independence against the attacks
of the senses, but it must not triumph before the end, still less must it
succumb in the struggle. Otherwise, in the former case, suffering, and,
in the latter, moral activity is set aside; while it is the union of
these two that can alone elicit emotion. The great secret of the tragic
art consists precisely in managing this struggle well; it is in this that
it shows itself in the most brilliant light.
For this, a succession of alternate ideas is required: therefore a
suitable combination is wanted of several particular actions
corresponding with these different ideas; actions round which the
principal action and the tragic impression which it is wished to produce
through it unroll themselves like the yarn from the distaff, and end by
enlacing our souls in nets, through which they cannot break. Let me be
permitted to make use of a simile, by saying that the artist ought to
begin by gathering up with parsimonious care all the separate rays that
issue from the object by aid of which he seeks to produce the tragic
effect that he has in view, and these rays, in his hands, become a
lightning flash, setting the hearts of all on fire. The tyro casts
suddenly and vainly all the thunderbolts of horror and fear into the
soul; the artist, on the contrary, advances step by step to his end; he
only strikes with measured strokes, but he penetrates to the depth of our
soul, precisely because he has only stirred it by degrees.
If we now form the proper deductions from the previous investigation, the
following will be the conditions that form bases of the tragic art. It
is necessary, in the first place, that the object of our pity should
belong to our own species--I mean belong in the full sense of the term
and that the action in which it is sought to interest us be a moral
action; that is, an action comprehended in the field of free-will. It is
necessary, in the second place, that suffering, its sources, its degrees,
should be completely communicated by a series of events chained together.
It is necessary, in the third place, that the object of the passion be
rendered present to our senses, not in a mediate way and by description,
but immediately and in action. In tragedy art unites all these
conditions and satisfies them.
According to these principles tragedy might be defined as the poetic
imitation of a coherent series of particular events (forming a complete
action): an imitation which shows us man in a state of suffering, and
which has for its end to excite our pity.
I say first that it is the imitation of an action; and this idea of
imitation already distinguishes tragedy from the other kinds of poetry,
which only narrate or describe. In tragedy particular events are
presented to our imagination or to our senses at the very time of their
accomplishment; they are present, we see them immediately, without the
intervention of a third person. The epos, the romance, simple narrative,
even in their form, withdraw action to a distance, causing the narrator
to come between the acting person and the reader. Now what is distant
and past always weakens, as we know, the impressions and the sympathetic
affection; what is present makes them stronger. All narrative forms make
of the present something past; all dramatic form makes of the past a
present.