About this book

Aspects of the novel

E. M. Forster

So enormous is the sacrifice that many readers cannot get interested in James, although they can follow what he says (his difficulty has been much exaggerated), and can appreciate his effects. They cannot grant his premise, which is that most of human life has to disappear before he can do us a novel. He has, in the first place, a very short list of characters. I have already mentioned two--the observer who tries to influence the action, and the second-rate outsider (to whom, for example, all the brilliant opening of _What Maisie Knew_ is entrusted). Then there is the sympathetic foil--very lively and frequently female--in _The Ambassadors_. Maria Gostrey plays this part; there is the wonderful rare heroine, whom Mme. de Vionnet approached and who is consummated by Milly in _The Wings of the Dove_; there is sometimes a villain, sometimes a young artist with generous impulses; and that is about all. For so fine a novelist it is a poor show. In the second place, the characters, beside being few in number, are constructed on very stingy lines. They are incapable of fun, of rapid motion, of carnality, and of nine-tenths of heroism. Their clothes will not take off, the diseases that ravage them are anonymous, like the sources of their income, their servants are noiseless or resemble themselves, no social explanation of the world we know is possible for them, for there are no stupid people in their world, no barriers of language, and no poor. Even their sensations are limited. They can land in Europe and look at works of art and at each other, but that is all. Maimed creatures can alone breathe in Henry James's pages--maimed yet specialized. They remind one of the exquisite deformities who haunted Egyptian art in the reign of Akhenaton--huge heads and tiny legs, but nevertheless charming. In the following reign they disappear. Now this drastic curtailment, both of the numbers of human beings and of their attributes, is in the interests of the pattern. The longer James worked, the more convinced he grew that a novel should be a whole--not necessarily geometric like _The Ambassadors_, but it should accrete round a single topic, situation, gesture, which should occupy the characters and provide a plot, and should also fasten up the novel on the outside--catch its scattered statements in a net, make them cohere like a planet, and swing through the skies of memory. A pattern must emerge, and anything that emerged from the pattern must be pruned off as wanton distraction. Who so wanton as human beings? Put Tom Jones or Emma or even Mr. Casaubon into a Henry James book, and the book will burn to ashes, whereas we could put them into one another's books and only cause local inflammation. Only a Henry James character will suit, and though they are not dead--certain selected recesses of experience he explores very well--they are gutted of the common stuff that fills characters in other books, and ourselves. And this castrating is not in the interests of the Kingdom of Heaven, there is no philosophy in the novels, no religion (except an occasional touch of superstition), no prophecy, no benefit for the superhuman at all. It is for the sake of a particular æsthetic effect which is certainly gained, but at this heavy price. H. G. Wells has been amusing on this point, and perhaps profound. In _Boon_--one of his liveliest works--he had Henry James much upon his mind, and wrote a superb parody of him. James begins by taking it for granted that a novel is a work of art that must be judged by its oneness. Some one gave him that idea in the beginning of things and he has never found it out. He doesn't find things out. He doesn't even seem to want to find things out. He accepts very readily and then--elaborates.... The only living human motives left in his novels are a certain avidity and an entirely superficial curiosity.... His people nose out suspicions, hint by hint, link by link. Have you ever known living human beings do that? The thing his novel is _about_ is always there. It is like a church lit but with no congregation to distract you, with every light and line focussed on the high altar. And on the altar, very reverently placed, intensely there, is a dead kitten, an egg shell, a piece of string.... Like his _Altar of the Dead_ with nothing to the dead at all.... For if there was, they couldn't all be candles, and the effect would vanish. Wells sent _Boon_ as a present to James, apparently thinking the master would be as much pleased by such heartiness and honesty as was he himself. The master was far from pleased, and a most interesting correspondence ensued.[10] Each of the eminent men becomes more and more himself as it proceeds. James is polite, reminiscent, bewildered, and exceedingly formidable: he admits that the parody has not "filled him with a fond elation," and regrets in conclusion that he can sign himself "only yours faithfully, Henry James." Wells is bewildered too, but in a different way; he cannot understand why the man should be upset. And, beyond the personal comedy, there is the great literary importance of the issue. It is this question of the rigid pattern: hour-glass or grand chain or converging lines of the cathedral or diverging lines of the Catherine wheel, or bed of Procrustes--whatever image you like as long as it implies unity. Can it be combined with the immense richness of material which life provides? Wells and James would agree it cannot, Wells would go on to say that life should be given the preference, and must not be whittled or distended for a pattern's sake. My own prejudices are with Wells. The James novels are a unique possession and the reader who cannot accept his premises misses some valuable and exquisite sensations. But I do not want more of his novels, especially when they are written by some one else, just as I do not want the art of Akhenaton to extend into the reign of Tutankhamen. That then is the disadvantage of a rigid pattern. It may externalize the atmosphere, spring naturally from the plot, but it shuts the doors on life and leaves the novelist doing exercises, generally in the drawing-room. Beauty has arrived, but in too tyrannous a guise. In plays--the plays of Racine, for instance--she may be justified because beauty can be a great empress on the stage, and reconcile us to the loss of the men we knew. But in the novel, her tyranny as it grows powerful grows petty, and generates regrets which sometimes take the form of books like _Boon_. To put it in other words, the novel is not capable of as much artistic development as the drama: its humanity or the grossness of its material hinder it (use whichever phrase you like). To most readers of fiction the sensation from a pattern is not intense enough to justify the sacrifices that made it, and their verdict is "Beautifully done, but not worth doing." Still this is not the end of our quest. We will not give up the hope of beauty yet. Cannot it be introduced into fiction by some other method than the pattern? Let us edge rather nervously towards the idea of "rhythm." Rhythm is sometimes quite easy. Beethoven's Fifth Symphony, for instance, starts with the rhythm "diddidy dum," which we can all hear and tap to. But the symphony as a whole has also a rhythm--due mainly to the relation between its movements--which some people can hear but no one can tap to. This second sort of rhythm is difficult, and whether it is substantially the same as the first sort only a musician could tell us. What a literary man wants to say though is that the first kind of rhythm, the diddidy dum, can be found in certain novels and may give them beauty. And the other rhythm, the difficult one--the rhythm of the Fifth Symphony as a whole--I cannot quote you any parallels for that in fiction, yet it may be present. Rhythm in the easy sense, is illustrated by the work of Marcel Proust.[11] Proust's conclusion has not been published yet, and his admirers say that when it comes everything will fall into its place, times past will be recaptured and fixed, we shall have a perfect whole. I do not believe this. The work seems to me a progressive rather than an æsthetic confession, and with the elaboration of Albertine the author was getting tired. Bits of news may await us, but it will be surprising if we have to revise our opinion of the whole book. The book is chaotic, ill constructed, it has and will have no external shape; and yet it hangs together because it is stitched internally, because it contains rhythms. There are several examples (the photographing of the grandmother is one of them) but the most important from the binding point of view is his use of the "little phrase" in the music of Vinteuil. It does more than anything else--more even than the jealousy which successively destroys Swann, the hero, and Charlus--to make us feel that we are in a homogeneous world. We first hear Vinteuil's name in hideous circumstances. The musician is dead--an obscure little country organist, unknown to fame--and his daughter is defiling his memory. The horrible scene is to radiate in several directions, but it passes, we forget about it. Then we are at a Paris salon. A violin sonata is performed and a little phrase from its andante catches the ear of Swann and steals into his life. It is always a living being, but takes various forms. For a time it attends his love for Odette. The love affair goes wrong, the phrase is forgotten, we forget it. Then it breaks out again when he is ravaged by jealousy, and now it attends his misery and past happiness at once, without losing its own divine character. Who wrote the sonata? On hearing it is by Vinteuil, Swann says, "I once knew a wretched little organist of that name--it couldn't be by him." But it is, and Vinteuil's daughter and her friend transcribed and published it. That seems all. The little phrase crosses the book again and again, but as an echo, a memory; we like to encounter it, but it has no binding power. Then, hundreds and hundreds of pages on, when Vinteuil has become a national possession, and there is talk of raising a statue to him in the town where he has been so wretched and so obscure, another work of his is performed--a posthumous sextet. The hero listens--he is in an unknown rather terrible universe while a sinister dawn reddens the sea. Suddenly for him and for the reader too, the little phrase of the sonata recurs--half heard, changed, but giving complete orientation, so that he is back in the country of his childhood with the knowledge that it belongs to the unknown. We are not obliged to agree with Proust's actual musical descriptions (they are too pictorial for my own taste): but what we must admire is his use of rhythm in literature, and his use of something which is akin by nature to the effect it has to produce--namely a musical phrase. Heard by various people--first by Swann, then by the hero--the phrase of Vinteuil is not tethered; it is not a banner such as we find George Meredith using--a double-blossomed cherry tree to accompany Clara Middleton, a yacht in smooth waters for Cecilia Halkett. A banner can only reappear, rhythm can develop, and the little phrase has a life of its own, unconnected with the lives of its auditors, as with the life of the man who composed it. It is almost an actor, but not quite, and that "not quite" means that its power has gone towards stitching Proust's book together from the inside, and towards the establishment of beauty and the ravishing of the reader's memory. There are times when the little phrase--from its gloomy inception, through the sonata into the sextet--means everything to the reader. There are times when it means nothing and is forgotten, and this seems to me the function of rhythm in