Laughter: An Essay on the Meaning of the Comic
Translate the phrase into English or German and it becomes purely
absurd, though it is comic enough in French. The reason is that "le
plus beau jour de ma vie" is one of those ready-made phrase-endings to
which a Frenchman's ear is accustomed. To make it comic, then, we need
only clearly indicate the automatism of the person who utters it. This
is what we get when we introduce an absurdity into the phrase. Here the
absurdity is by no means the source of the comic, it is only a very
simple and effective means of making it obvious.
We have quoted only one saying of M. Prudhomme, but the majority of
those attributed to him belong to the same class. M. Prudhomme is a man
of ready-made phrases. And as there are ready-made phrases in all
languages, M. Prudhomme is always capable of being transposed, though
seldom of being translated. At times the commonplace phrase, under
cover of which the absurdity slips in, is not so readily noticeable. "I
don't like working between meals," said a lazy lout. There would be
nothing amusing in the saying did there not exist that salutary precept
in the realm of hygiene: "One should not eat between meals."
Sometimes, too, the effect is a complicated one. Instead of one
commonplace phrase-form, there are two or three which are dovetailed
into each other. Take, for instance, the remark of one of the
characters in a play by Labiche, "Only God has the right to kill His
fellow-creature." It would seem that advantage is here taken of two
separate familiar sayings; "It is God who disposes of the lives of
men," and, "It is criminal for a man to kill his fellow-creature." But
the two sayings are combined so as to deceive the ear and leave the
impression of being one of those hackneyed sentences that are accepted
as a matter of course. Hence our attention nods, until we are suddenly
aroused by the absurdity of the meaning. These examples suffice to show
how one of the most important types of the comic can be projected--in a
simplified form--on the plane of speech. We will now proceed to a form
which is not so general.
2. "We laugh if our attention is diverted to the physical in a person
when it is the moral that is in question," is a law we laid down in the
first part of this work. Let us apply it to language. Most words might
be said to have a PHYSICAL and a MORAL meaning, according as they are
interpreted literally or figuratively. Every word, indeed, begins by
denoting a concrete object or a material action; but by degrees the
meaning of the word is refined into an abstract relation or a pure
idea. If, then, the above law holds good here, it should be stated as
follows: "A comic effect is obtained whenever we pretend to take
literally an expression which was used figuratively"; or, "Once our
attention is fixed on the material aspect of a metaphor, the idea
expressed becomes comic."
In the phrase, "Tous les arts sont freres" (all the arts are brothers),
the word "frere" (brother) is used metaphorically to indicate a more or
less striking resemblance. The word is so often used in this way, that
when we hear it we do not think of the concrete, the material
connection implied in every relationship. We should notice it more if
we were told that "Tous les arts sont cousins," for the word "cousin"
is not so often employed in a figurative sense; that is why the word
here already assumes a slight tinge of the comic. But let us go further
still, and suppose that our attention is attracted to the material side
of the metaphor by the choice of a relationship which is incompatible
with the gender of the two words composing the metaphorical expression:
we get a laughable result. Such is the well-known saying, also
attributed to M. Prudhomme, "Tous les arts (masculine) sont soeurs
(feminine)." "He is always running after a joke," was said in
Boufflers' presence regarding a very conceited fellow. Had Boufflers
replied, "He won't catch it," that would have been the beginning of a
witty saying, though nothing more than the beginning, for the word
"catch" is interpreted figuratively almost as often as the word "run";
nor does it compel us more strongly than the latter to materialise the
image of two runners, the one at the heels of the other. In order that
the rejoinder may appear to be a thoroughly witty one, we must borrow
from the language of sport an expression so vivid and concrete that we
cannot refrain from witnessing the race in good earnest. This is what
Boufflers does when he retorts, "I'll back the joke!"
We said that wit often consists in extending the idea of one's
interlocutor to the point of making him express the opposite of what he
thinks and getting him, so to say, entrapt by his own words. We must
now add that this trap is almost always some metaphor or comparison the
concrete aspect of which is turned against him. You may remember the
dialogue between a mother and her son in the Faux Bonshommes: "My dear
boy, gambling on 'Change is very risky. You win one day and lose the
next."--"Well, then, I will gamble only every other day." In the same
play too we find the following edifying conversation between two
company-promoters: "Is this a very honourable thing we are doing? These
unfortunate shareholders, you see, we are taking the money out of their
very pockets...."--"Well, out of what do you expect us to take it?"
An amusing result is likewise obtainable whenever a symbol or an emblem
is expanded on its concrete side, and a pretence is made of retaining
the same symbolical value for this expansion as for the emblem itself.
In a very lively comedy we are introduced to a Monte Carlo official,
whose uniform is covered with medals, although he has only received a
single decoration. "You see, I staked my medal on a number at
roulette," he said, "and as the number turned up, I was entitled to
thirty-six times my stake." This reasoning is very similar to that
offered by Giboyer in the Effrontes. Criticism is made of a bride of
forty summers who is wearing orange-blossoms with her wedding costume:
"Why, she was entitled to oranges, let alone orange-blossoms!" remarked
Giboyer.
But we should never cease were we to take one by one all the laws we
have stated, and try to prove them on what we have called the plane of
language. We had better confine ourselves to the three general
propositions of the preceding section. We have shown that "series of
events" may become comic either by repetition, by inversion, or by
reciprocal interference. Now we shall see that this is also the case
with series of words.
To take series of events and repeat them in another key or another
environment, or to invert them whilst still leaving them a certain
meaning, or mix them up so that their respective meanings jostle one
another, is invariably comic, as we have already said, for it is
getting life to submit to be treated as a machine. But thought, too, is
a living thing. And language, the translation of thought, should be
just as living. We may thus surmise that a phrase is likely to become
comic if, though reversed, it still makes sense, or if it expresses
equally well two quite independent sets of ideas, or, finally, if it
has been obtained by transposing an idea into some key other than its
own. Such, indeed, are the three fundamental laws of what might be
called THE COMIC TRANSFORMATION OF SENTENCES, as we shall show by a few
examples.
Let it first be said that these three laws are far from being of equal
importance as regards the theory of the ludicrous. INVERSION is the
least interesting of the three. It must be easy of application,
however, for it is noticeable that, no sooner do professional wits hear
a sentence spoken than they experiment to see if a meaning cannot be
obtained by reversing it,--by putting, for instance, the subject in
place of the object, and the object in place of the subject. It is not
unusual for this device to be employed for refuting an idea in more or
less humorous terms. One of the characters in a comedy of Labiche
shouts out to his neighbour on the floor above, who is in the habit of
dirtying his balcony, "What do you mean by emptying your pipe on to my
terrace?" The neighbour retorts, "What do you mean by putting your
terrace under my pipe?" There is no necessity to dwell upon this kind
of wit, instances of which could easily be multiplied. The RECIPROCAL
INTERFERENCE of two sets of ideas in the same sentence is an
inexhaustible source of amusing varieties. There are many ways of
bringing about this interference, I mean of bracketing in the same
expression two independent meanings that apparently tally. The least
reputable of these ways is the pun. In the pun, the same sentence
appears to offer two independent meanings, but it is only an
appearance; in reality there are two different sentences made up of
different words, but claiming to be one and the same because both have
the same sound. We pass from the pun, by imperceptible stages, to the
true play upon words. Here there is really one and the same sentence
through which two different sets of ideas are expressed, and we are
confronted with only one series of words; but advantage is taken of the
different meanings a word may have, especially when used figuratively
instead of literally. So that in fact there is often only a slight
difference between the play upon words on the one hand, and a poetic
metaphor or an illuminating comparison on the other. Whereas an
illuminating comparison and a striking image always seem to reveal the
close harmony that exists between language and nature, regarded as two
parallel forms of life, the play upon words makes us think somehow of a
negligence on the part of language, which, for the time being, seems to
have forgotten its real function and now claims to accommodate things
to itself instead of accommodating itself to things. And so the play
upon words always betrays a momentary LAPSE OF ATTENTION in language,
and it is precisely on that account that it is amusing.
INVERSION and RECIPROCAL INTERFERENCE, after all, are only a certain
playfulness of the mind which ends at playing upon words. The comic in
TRANSPOSITION is much more far-reaching. Indeed, transposition is to
ordinary language what repetition is to comedy.
We said that repetition is the favourite method of classic comedy. It
consists in so arranging events that a scene is reproduced either
between the same characters under fresh circumstances or between fresh
characters under the same circumstances. Thus we have, repeated by
lackeys in less dignified language, a scene already played by their
masters. Now, imagine ideas expressed in suitable style and thus placed
in the setting of their natural environment. If you think of some
arrangement whereby they are transferred to fresh surroundings, while
maintaining their mutual relations, or, in other words, if you can
induce them to express themselves in an altogether different style and
to transpose themselves into another key, you will have language itself
playing a comedy--language itself made comic. There will be no need,
moreover, actually to set before us both expressions of the same ideas,
the transposed expression and the natural one. For we are acquainted
with the natural one--the one which we should have chosen
instinctively. So it will be enough if the effort of comic invention
bears on the other, and on the other alone. No sooner is the second set
before us than we spontaneously supply the first. Hence the following
general rule: A COMIC EFFECT IS ALWAYS OBTAINABLE BY TRANSPOSING THE
NATURE EXPRESSION OF AN IDEA INTO ANOTHER KEY.
The means of transposition are so many and varied, language affords so
rich a continuity of themes and the comic is here capable of passing
through so great a number of stages, from the most insipid buffoonery