Laughter: An Essay on the Meaning of the Comic
the larger is thus impelled, by a vague kind of instinct, to devise
some method of discipline or "breaking in," so as to deal with the
rigidity of habits that have been formed elsewhere and have now to
undergo a partial modification. Society, properly so-called, proceeds
in exactly the same way. Each member must be ever attentive to his
social surroundings; he must model himself on his environment; in
short, he must avoid shutting himself up in his own peculiar character
as a philosopher in his ivory tower. Therefore society holds suspended
over each individual member, if not the threat of correction, at all
events the prospect of a snubbing, which, although it is slight, is
none the less dreaded. Such must be the function of laughter. Always
rather humiliating for the one against whom it is directed, laughter
is, really and truly, a kind of social "ragging."
Hence the equivocal nature of the comic. It belongs neither altogether
to art nor altogether to life. On the one hand, characters in real life
would never make us laugh were we not capable of watching their
vagaries in the same way as we look down at a play from our seat in a
box; they are only comic in our eyes because they perform a kind of
comedy before us. But, on the other hand, the pleasure caused by
laughter, even on the stage, is not an unadulterated enjoyment; it is
not a pleasure that is exclusively esthetic or altogether
disinterested. It always implies a secret or unconscious intent, if not
of each one of us, at all events of society as a whole. In laughter we
always find an unavowed intention to humiliate, and consequently to
correct our neighbour, if not in his will, at least in his deed. This
is the reason a comedy is far more like real life than a drama is. The
more sublime the drama, the more profound the analysis to which the
poet has had to subject the raw materials of daily life in order to
obtain the tragic element in its unadulterated form. On the contrary,
it is only in its lower aspects, in light comedy and farce, that comedy
is in striking contrast to reality: the higher it rises, the more it
approximates to life; in fact, there are scenes in real life so closely
bordering on high-class comedy that the stage might adopt them without
changing a single word.
Hence it follows that the elements of comic character on the stage and
in actual life will be the same. What are these elements? We shall find
no difficulty in deducing them. It has often been said that it is the
TRIFLING faults of our fellow-men that make us laugh.
Evidently there is a considerable amount of truth in this opinion;
still, it cannot be regarded as altogether correct. First, as regards
faults, it is no easy matter to draw the line between the trifling and
the serious; maybe it is not because a fault is trifling that it makes
us laugh, but rather because it makes us laugh that we regard it as
trifling, for there is nothing disarms us like laughter. But we may go
even farther, and maintain that there are faults at which we laugh,
even though fully aware that they are serious,--Harpagon's avarice, for
instance. And then, we may as well confess--though somewhat
reluctantly--that we laugh not only at the faults of our fellow-men,
but also, at times, at their good qualities. We laugh at Alceste. The
objection may be urged that it is not the earnestness of Alceste that
is ludicrous, but rather the special aspect which earnestness assumes
in his case, and, in short, a certain eccentricity that mars it in our
eyes. Agreed; but it is none the less true that this eccentricity in
Alceste, at which we laugh, MAKES HIS EARNESTNESS LAUGHABLE, and that
is the main point. So we may conclude that the ludicrous is not always
an indication of a fault, in the moral meaning of the word, and if
critics insist on seeing a fault, even though a trifling one, in the
ludicrous, they must point out what it is here that exactly
distinguishes the trifling from the serious.
The truth is, the comic character may, strictly speaking, be quite in
accord with stern morality. All it has to do is to bring itself into
accord with society. The character of Alceste is that of a thoroughly
honest man. But then he is unsociable, and, on that very account,
ludicrous. A flexible vice may not be so easy to ridicule as a rigid
virtue. It is rigidity that society eyes with suspicion. Consequently,
it is the rigidity of Alceste that makes us laugh, though here rigidity
stands for honesty. The man who withdraws into himself is liable to
ridicule, because the comic is largely made up of this very withdrawal.
This accounts for the comic being so frequently dependent on the
manners or ideas, or, to put it bluntly, on the prejudices, of a
society.
It must be acknowledged, however, to the credit of mankind, that there
is no essential difference between the social ideal and the rule, that
it is the faults of others that make us laugh, provided we add that
they make us laugh by reason of their UNSOCIABILITY rather than of
their IMMORALITY. What, then, are the faults capable of becoming
ludicrous, and in what circumstances do we regard them as being too
serious to be laughed at?
We have already given an implicit answer to this question. The comic,
we said, appeals to the intelligence, pure and simple; laughter is
incompatible with emotion. Depict some fault, however trifling, in such
a way as to arouse sympathy, fear, or pity; the mischief is done, it is
impossible for us to laugh. On the other hand, take a downright
vice,--even one that is, generally speaking, of an odious nature,--you
may make it ludicrous if, by some suitable contrivance, you arrange so
that it leaves our emotions unaffected. Not that the vice must then be
ludicrous, but it MAY, from that time forth, become so. IT MUST NOT
AROUSE OUR FEELINGS; that is the sole condition really necessary,
though assuredly it is not sufficient.
But, then, how will the comic poet set to work to prevent our feelings
being moved? The question is an embarrassing one. To clear it up
thoroughly, we should have to enter upon a rather novel line of
investigation, to analyse the artificial sympathy which we bring with
us to the theatre, and determine upon the circumstances in which we
accept and those in which we refuse to share imaginary joys and
sorrows. There is an art of lulling sensibility to sleep and providing
it with dreams, as happens in the case of a mesmerised person. And
there is also an art of throwing a wet blanket upon sympathy at the
very moment it might arise, the result being that the situation, though
a serious one, is not taken seriously. This latter art would appear to
be governed by two methods, which are applied more or less
unconsciously by the comic poet. The first consists in ISOLATING,
within the soul of the character, the feeling attributed to him, and
making it a parasitic organism, so to speak, endowed with an
independent existence. As a general rule, an intense feeling
successively encroaches upon all other mental states and colours them
with its own peculiar hue; if, then, we are made to witness this
gradual impregnation, we finally become impregnated ourselves with a
corresponding emotion. To employ a different image, an emotion may be
said to be dramatic and contagious when all the harmonics in it are
heard along with the fundamental note. It is because the actor thus
thrills throughout his whole being that the spectators themselves feel
the thrill. On the contrary, in the case of emotion that leaves us
indifferent and that is about to become comic, there is always present
a certain rigidity which prevents it from establishing a connection
with the rest of the soul in which it has taken up its abode. This
rigidity may be manifested, when the time comes, by puppet-like
movements, and then it will provoke laughter; but, before that, it had
already alienated our sympathy: how can we put ourselves in tune with a
soul which is not in tune with itself? In Moliere's L'Avare we have a
scene bordering upon drama. It is the one in which the borrower and the
usurer, who have never seen each other, meet face to face and find that
they are son and father. Here we should be in the thick of a drama, if
only greed and fatherly affection, conflicting with each other in the
soul of Harpagon, had effected a more or less original combination. But
such is not the case. No sooner has the interview come to an end than
the father forgets everything. On meeting his son again he barely
alludes to the scene, serious though it has been: "You, my son, whom I
am good enough to forgive your recent escapade, etc." Greed has thus
passed close to all other feelings ABSENTMINDEDLY, without either
touching them or being touched. Although it has taken up its abode in
the soul and become master of the house, none the less it remains a
stranger. Far different would be avarice of a tragic sort. We should
find it attracting and absorbing, transforming and assimilating the
divers energies of the man: feelings and affections, likes and
dislikes, vices and virtues, would all become something into which
avarice would breathe a new kind of life. Such seems to be the first
essential difference between high-class comedy and drama.
There is a second, which is far more obvious and arises out of the
first. When a mental state is depicted to us with the object of making
it dramatic, or even merely of inducing us to take it seriously, it
gradually crystallises into ACTIONS which provide the real measure of
its greatness. Thus, the miser orders his whole life with a view to
acquiring wealth, and the pious hypocrite, though pretending to have
his eyes fixed upon heaven, steers most skilfully his course here
below. Most certainly, comedy does not shut out calculations of this
kind; we need only take as an example the very machinations of
Tartuffe. But that is what comedy has in common with drama; and in
order to keep distinct from it, to prevent our taking a serious action
seriously, in short, in order to prepare us for laughter, comedy
utilises a method, the formula of which may be given as follows:
INSTEAD OF CONCENTRATING OUR ATTENTION ON ACTIONS, COMEDY DIRECTS IT
RATHER TO GESTURES. By GESTURES we here mean the attitudes, the
movements and even the language by which a mental state expresses
itself outwardly without any aim or profit, from no other cause than a
kind of inner itching. Gesture, thus defined, is profoundly different
from action. Action is intentional or, at any rate, conscious; gesture
slips out unawares, it is automatic. In action, the entire person is
engaged; in gesture, an isolated part of the person is expressed,
unknown to, or at least apart from, the whole of the personality.
Lastly--and here is the essential point--action is in exact proportion
to the feeling that inspires it: the one gradually passes into the
other, so that we may allow our sympathy or our aversion to glide along
the line running from feeling to action and become increasingly
interested. About gesture, however, there is something explosive, which
awakes our sensibility when on the point of being lulled to sleep and,
by thus rousing us up, prevents our taking matters seriously. Thus, as
soon as our attention is fixed on gesture and not on action, we are in
the realm of comedy. Did we merely take his actions into account,
Tartuffe would belong to drama: it is only when we take his gestures
into consideration that we find him comic. You may remember how he
comes on to the stage with the words: "Laurent, lock up my hair-shirt
and my scourge." He knows Dorine is listening to him, but doubtless he
would say the same if she were not there. He enters so thoroughly into
the role of a hypocrite that he plays it almost sincerely. In this way,