The Poetics of Aristotle
surpassing merit, here too--whether from art or natural genius--seems
to have happily discerned the truth. In composing the Odyssey he did not
include all the adventures of Odysseus--such as his wound on Parnassus,
or his feigned madness at the mustering of the host--incidents between
which there was no necessary or probable connection: but he made the
Odyssey, and likewise the Iliad, to centre round an action that in our
sense of the word is one. As therefore, in the other imitative arts, the
imitation is one when the object imitated is one, so the plot, being an
imitation of an action, must imitate one action and that a whole, the
structural union of the parts being such that, if any one of them is
displaced or removed, the whole will be disjointed and disturbed. For a
thing whose presence or absence makes no visible difference, is not an
organic part of the whole.
IX
It is, moreover, evident from what has been said, that it is not
the function of the poet to relate what has happened, but what may
happen,--what is possible according to the law of probability or
necessity. The poet and the historian differ not by writing in verse or
in prose. The work of Herodotus might be put into verse, and it would
still be a species of history, with metre no less than without it. The
true difference is that one relates what has happened, the other what
may happen. Poetry, therefore, is a more philosophical and a higher
thing than history: for poetry tends to express the universal, history
the particular. By the universal, I mean how a person of a certain type
will on occasion speak or act, according to the law of probability or
necessity; and it is this universality at which poetry aims in the names
she attaches to the personages. The particular is--for example--what
Alcibiades did or suffered. In Comedy this is already apparent: for here
the poet first constructs the plot on the lines of probability, and then
inserts characteristic names;--unlike the lampooners who write about
particular individuals. But tragedians still keep to real names, the
reason being that what is possible is credible: what has not happened
we do not at once feel sure to be possible: but what has happened is
manifestly possible: otherwise it would not have happened. Still there
are even some tragedies in which there are only one or two well known
names, the rest being fictitious. In others, none are well known, as in
Agathon's Antheus, where incidents and names alike are fictitious, and
yet they give none the less pleasure. We must not, therefore, at all
costs keep to the received legends, which are the usual subjects of
Tragedy. Indeed, it would be absurd to attempt it; for even subjects
that are known are known only to a few, and yet give pleasure to all.
It clearly follows that the poet or 'maker' should be the maker of plots
rather than of verses; since he is a poet because he imitates, and what
he imitates are actions. And even if he chances to take an historical
subject, he is none the less a poet; for there is no reason why some
events that have actually happened should not conform to the law of the
probable and possible, and in virtue of that quality in them he is their
poet or maker.
Of all plots and actions the epeisodic are the worst. I call a plot
'epeisodic' in which the episodes or acts succeed one another without
probable or necessary sequence. Bad poets compose such pieces by their
own fault, good poets, to please the players; for, as they write show
pieces for competition, they stretch the plot beyond its capacity, and
are often forced to break the natural continuity.
But again, Tragedy is an imitation not only of a complete action, but of
events inspiring fear or pity. Such an effect is best produced when the
events come on us by surprise; and the effect is heightened when, at the
same time, they follow as cause and effect. The tragic wonder will thee
be greater than if they happened of themselves or by accident; for even
coincidences are most striking when they have an air of design. We may
instance the statue of Mitys at Argos, which fell upon his murderer
while he was a spectator at a festival, and killed him. Such events seem
not to be due to mere chance. Plots, therefore, constructed on these
principles are necessarily the best.
X
Plots are either Simple or Complex, for the actions in real life, of
which the plots are an imitation, obviously show a similar distinction.
An action which is one and continuous in the sense above defined, I call
Simple, when the change of fortune takes place without Reversal of the
Situation and without Recognition.
A Complex action is one in which the change is accompanied by such
Reversal, or by Recognition, or by both. These last should arise from
the internal structure of the plot, so that what follows should be the
necessary or probable result of the preceding action. It makes all the
difference whether any given event is a case of propter hoc or post hoc.
XI
Reversal of the Situation is a change by which the action veers round
to its opposite, subject always to our rule of probability or necessity.
Thus in the Oedipus, the messenger comes to cheer Oedipus and free
him from his alarms about his mother, but by revealing who he is, he
produces the opposite effect. Again in the Lynceus, Lynceus is being led
away to his death, and Danaus goes with him, meaning, to slay him; but
the outcome of the preceding incidents is that Danaus is killed and
Lynceus saved. Recognition, as the name indicates, is a change from
ignorance to knowledge, producing love or hate between the persons
destined by the poet for good or bad fortune. The best form of
recognition is coincident with a Reversal of the Situation, as in the
Oedipus. There are indeed other forms. Even inanimate things of the most
trivial kind may in a sense be objects of recognition. Again, we may
recognise or discover whether a person has done a thing or not. But the
recognition which is most intimately connected with the plot and action
is, as we have said, the recognition of persons. This recognition,
combined, with Reversal, will produce either pity or fear; and actions
producing these effects are those which, by our definition, Tragedy
represents. Moreover, it is upon such situations that the issues of good
or bad fortune will depend. Recognition, then, being between persons,
it may happen that one person only is recognised by the other-when the
latter is already known--or it may be necessary that the recognition
should be on both sides. Thus Iphigenia is revealed to Orestes by the
sending of the letter; but another act of recognition is required to
make Orestes known to Iphigenia.
Two parts, then, of the Plot--Reversal of the Situation and
Recognition--turn upon surprises. A third part is the Scene of
Suffering. The Scene of Suffering is a destructive or painful action,
such as death on the stage, bodily agony, wounds and the like.
XII
[The parts of Tragedy which must be treated as elements of the whole
have been already mentioned. We now come to the quantitative parts,
and the separate parts into which Tragedy is divided, namely, Prologue,
Episode, Exode, Choric song; this last being divided into Parode and
Stasimon. These are common to all plays: peculiar to some are the songs
of actors from the stage and the Commoi.
The Prologue is that entire part of a tragedy which precedes the Parode
of the Chorus. The Episode is that entire part of a tragedy which
is between complete choric songs. The Exode is that entire part of a
tragedy which has no choric song after it. Of the Choric part the Parode
is the first undivided utterance of the Chorus: the Stasimon is a Choric
ode without anapaests or trochaic tetrameters: the Commos is a joint
lamentation of Chorus and actors. The parts of Tragedy which must
be treated as elements of the whole have been already mentioned. The
quantitative parts the separate parts into which it is divided--are here
enumerated.]
XIII
As the sequel to what has already been said, we must proceed to consider
what the poet should aim at, and what he should avoid, in constructing
his plots; and by what means the specific effect of Tragedy will be
produced.
A perfect tragedy should, as we have seen, be arranged not on the simple
but on the complex plan. It should, moreover, imitate actions which
excite pity and fear, this being the distinctive mark of tragic
imitation. It follows plainly, in the first place, that the change, of
fortune presented must not be the spectacle of a virtuous man brought
from prosperity to adversity: for this moves neither pity nor fear; it
merely shocks us. Nor, again, that of a bad man passing from adversity
to prosperity: for nothing can be more alien to the spirit of Tragedy;
it possesses no single tragic quality; it neither satisfies the moral
sense nor calls forth pity or fear. Nor, again, should the downfall of
the utter villain be exhibited. A plot of this kind would, doubtless,
satisfy the moral sense, but it would inspire neither pity nor fear; for
pity is aroused by unmerited misfortune, fear by the misfortune of a man
like ourselves. Such an event, therefore, will be neither pitiful
nor terrible. There remains, then, the character between these two
extremes,--that of a man who is not eminently good and just,-yet whose
misfortune is brought about not by vice or depravity, but by some error
or frailty. He must be one who is highly renowned and prosperous,--a
personage like Oedipus, Thyestes, or other illustrious men of such
families.
A well constructed plot should, therefore, be single in its issue,
rather than double as some maintain. The change of fortune should be not
from bad to good, but, reversely, from good to bad. It should come about
as the result not of vice, but of some great error or frailty, in a
character either such as we have described, or better rather than
worse. The practice of the stage bears out our view. At first the poets
recounted any legend that came in their way. Now, the best tragedies
are founded on the story of a few houses, on the fortunes of Alcmaeon,
Oedipus, Orestes, Meleager, Thyestes, Telephus, and those others who
have done or suffered something terrible. A tragedy, then, to be perfect
according to the rules of art should be of this construction. Hence
they are in error who censure Euripides just because he follows this
principle in his plays, many of which end unhappily. It is, as we have
said, the right ending. The best proof is that on the stage and in
dramatic competition, such plays, if well worked out, are the most
tragic in effect; and Euripides, faulty though he may be in the general
management of his subject, yet is felt to be the most tragic of the
poets.
In the second rank comes the kind of tragedy which some place first.
Like the Odyssey, it has a double thread of plot, and also an opposite
catastrophe for the good and for the bad. It is accounted the best
because of the weakness of the spectators; for the poet is guided in
what he writes by the wishes of his audience. The pleasure, however,
thence derived is not the true tragic pleasure. It is proper rather to
Comedy, where those who, in the piece, are the deadliest enemies--like
Orestes and Aegisthus--quit the stage as friends at the close, and no
one slays or is slain.
XIV
Fear and pity may be aroused by spectacular means; but they may also
result from the inner structure of the piece, which is the better way,
and indicates a superior poet. For the plot ought to be so constructed
that, even without the aid of the eye, he who hears the tale told will
thrill with horror and melt to pity at what takes place. This is the
impression we should receive from hearing the story of the Oedipus. But