The Republic
And, when a man allows music to play upon him and to pour into his soul
through the funnel of his ears those sweet and soft and melancholy airs
of which we were just now speaking, and his whole life is passed in
warbling and the delights of song; in the first stage of the process
the passion or spirit which is in him is tempered like iron, and made
useful, instead of brittle and useless. But, if he carries on the
softening and soothing process, in the next stage he begins to melt and
waste, until he has wasted away his spirit and cut out the sinews of
his soul; and he becomes a feeble warrior.
Very true.
If the element of spirit is naturally weak in him the change is
speedily accomplished, but if he have a good deal, then the power of
music weakening the spirit renders him excitable;—on the least
provocation he flames up at once, and is speedily extinguished; instead
of having spirit he grows irritable and passionate and is quite
impracticable.
Exactly.
And so in gymnastics, if a man takes violent exercise and is a great
feeder, and the reverse of a great student of music and philosophy, at
first the high condition of his body fills him with pride and spirit,
and he becomes twice the man that he was.
Certainly.
And what happens? if he do nothing else, and holds no converse with the
Muses, does not even that intelligence which there may be in him,
having no taste of any sort of learning or enquiry or thought or
culture, grow feeble and dull and blind, his mind never waking up or
receiving nourishment, and his senses not being purged of their mists?
True, he said.
And he ends by becoming a hater of philosophy, uncivilized, never using
the weapon of persuasion,—he is like a wild beast, all violence and
fierceness, and knows no other way of dealing; and he lives in all
ignorance and evil conditions, and has no sense of propriety and grace.
That is quite true, he said.
And as there are two principles of human nature, one the spirited and
the other the philosophical, some God, as I should say, has given
mankind two arts answering to them (and only indirectly to the soul and
body), in order that these two principles (like the strings of an
instrument) may be relaxed or drawn tighter until they are duly
harmonized.
That appears to be the intention.
And he who mingles music with gymnastic in the fairest proportions, and
best attempers them to the soul, may be rightly called the true
musician and harmonist in a far higher sense than the tuner of the
strings.
You are quite right, Socrates.
And such a presiding genius will be always required in our State if the
government is to last.
Yes, he will be absolutely necessary.
Such, then, are our principles of nurture and education: Where would be
the use of going into further details about the dances of our citizens,
or about their hunting and coursing, their gymnastic and equestrian
contests? For these all follow the general principle, and having found
that, we shall have no difficulty in discovering them.
I dare say that there will be no difficulty.
Very good, I said; then what is the next question? Must we not ask who
are to be rulers and who subjects?
Certainly.
There can be no doubt that the elder must rule the younger.
Clearly.
And that the best of these must rule.
That is also clear.
Now, are not the best husbandmen those who are most devoted to
husbandry?
Yes.
And as we are to have the best of guardians for our city, must they not
be those who have most the character of guardians?
Yes.
And to this end they ought to be wise and efficient, and to have a
special care of the State?
True.
And a man will be most likely to care about that which he loves?
To be sure.
And he will be most likely to love that which he regards as having the
same interests with himself, and that of which the good or evil fortune
is supposed by him at any time most to affect his own?
Very true, he replied.
Then there must be a selection. Let us note among the guardians those
who in their whole life show the greatest eagerness to do what is for
the good of their country, and the greatest repugnance to do what is
against her interests.
Those are the right men.
And they will have to be watched at every age, in order that we may see
whether they preserve their resolution, and never, under the influence
either of force or enchantment, forget or cast off their sense of duty
to the State.
How cast off? he said.
I will explain to you, I replied. A resolution may go out of a man’s
mind either with his will or against his will; with his will when he
gets rid of a falsehood and learns better, against his will whenever he
is deprived of a truth.
I understand, he said, the willing loss of a resolution; the meaning of
the unwilling I have yet to learn.
Why, I said, do you not see that men are unwillingly deprived of good,
and willingly of evil? Is not to have lost the truth an evil, and to
possess the truth a good? and you would agree that to conceive things
as they are is to possess the truth?
Yes, he replied; I agree with you in thinking that mankind are deprived
of truth against their will.
And is not this involuntary deprivation caused either by theft, or
force, or enchantment?
Still, he replied, I do not understand you.
I fear that I must have been talking darkly, like the tragedians. I
only mean that some men are changed by persuasion and that others
forget; argument steals away the hearts of one class, and time of the
other; and this I call theft. Now you understand me?
Yes.
Those again who are forced, are those whom the violence of some pain or
grief compels to change their opinion.
I understand, he said, and you are quite right.
And you would also acknowledge that the enchanted are those who change
their minds either under the softer influence of pleasure, or the
sterner influence of fear?
Yes, he said; everything that deceives may be said to enchant.
Therefore, as I was just now saying, we must enquire who are the best
guardians of their own conviction that what they think the interest of
the State is to be the rule of their lives. We must watch them from
their youth upwards, and make them perform actions in which they are
most likely to forget or to be deceived, and he who remembers and is
not deceived is to be selected, and he who fails in the trial is to be
rejected. That will be the way?
Yes.
And there should also be toils and pains and conflicts prescribed for
them, in which they will be made to give further proof of the same
qualities.
Very right, he replied.
And then, I said, we must try them with enchantments—that is the third
sort of test—and see what will be their behaviour: like those who take
colts amid noise and tumult to see if they are of a timid nature, so
must we take our youth amid terrors of some kind, and again pass them
into pleasures, and prove them more thoroughly than gold is proved in
the furnace, that we may discover whether they are armed against all
enchantments, and of a noble bearing always, good guardians of
themselves and of the music which they have learned, and retaining
under all circumstances a rhythmical and harmonious nature, such as
will be most serviceable to the individual and to the State. And he who
at every age, as boy and youth and in mature life, has come out of the
trial victorious and pure, shall be appointed a ruler and guardian of
the State; he shall be honoured in life and death, and shall receive
sepulture and other memorials of honour, the greatest that we have to
give. But him who fails, we must reject. I am inclined to think that
this is the sort of way in which our rulers and guardians should be
chosen and appointed. I speak generally, and not with any pretension to
exactness.
And, speaking generally, I agree with you, he said.
And perhaps the word ‘guardian’ in the fullest sense ought to be
applied to this higher class only who preserve us against foreign
enemies and maintain peace among our citizens at home, that the one may
not have the will, or the others the power, to harm us. The young men
whom we before called guardians may be more properly designated
auxiliaries and supporters of the principles of the rulers.
I agree with you, he said.
How then may we devise one of those needful falsehoods of which we
lately spoke—just one royal lie which may deceive the rulers, if that
be possible, and at any rate the rest of the city?
What sort of lie? he said.
Nothing new, I replied; only an old Phoenician tale (Laws) of what has
often occurred before now in other places, (as the poets say, and have
made the world believe,) though not in our time, and I do not know
whether such an event could ever happen again, or could now even be
made probable, if it did.
How your words seem to hesitate on your lips!
You will not wonder, I replied, at my hesitation when you have heard.
Speak, he said, and fear not.
Well then, I will speak, although I really know not how to look you in
the face, or in what words to utter the audacious fiction, which I
propose to communicate gradually, first to the rulers, then to the
soldiers, and lastly to the people. They are to be told that their
youth was a dream, and the education and training which they received
from us, an appearance only; in reality during all that time they were
being formed and fed in the womb of the earth, where they themselves
and their arms and appurtenances were manufactured; when they were
completed, the earth, their mother, sent them up; and so, their country
being their mother and also their nurse, they are bound to advise for
her good, and to defend her against attacks, and her citizens they are
to regard as children of the earth and their own brothers.
You had good reason, he said, to be ashamed of the lie which you were
going to tell.
True, I replied, but there is more coming; I have only told you half.
Citizens, we shall say to them in our tale, you are brothers, yet God
has framed you differently. Some of you have the power of command, and
in the composition of these he has mingled gold, wherefore also they
have the greatest honour; others he has made of silver, to be
auxiliaries; others again who are to be husbandmen and craftsmen he has
composed of brass and iron; and the species will generally be preserved
in the children. But as all are of the same original stock, a golden
parent will sometimes have a silver son, or a silver parent a golden
son. And God proclaims as a first principle to the rulers, and above
all else, that there is nothing which they should so anxiously guard,
or of which they are to be such good guardians, as of the purity of the
race. They should observe what elements mingle in their offspring; for
if the son of a golden or silver parent has an admixture of brass and
iron, then nature orders a transposition of ranks, and the eye of the
ruler must not be pitiful towards the child because he has to descend
in the scale and become a husbandman or artisan, just as there may be
sons of artisans who having an admixture of gold or silver in them are
raised to honour, and become guardians or auxiliaries. For an oracle
says that when a man of brass or iron guards the State, it will be
destroyed. Such is the tale; is there any possibility of making our
citizens believe in it?
Not in the present generation, he replied; there is no way of
accomplishing this; but their sons may be made to believe in the tale,
and their sons’ sons, and posterity after them.
I see the difficulty, I replied; yet the fostering of such a belief
will make them care more for the city and for one another. Enough,
however, of the fiction, which may now fly abroad upon the wings of